Analytics Software
Documentation audits for regulated fintech teams
We inventory policies, pressure-test narratives against live processes, and ready evidence packs before examiners or partner banks ask.
Request an audit scope
Primary engagement
Documentation Inventory Audit
Map every policy, procedure, and control narrative your team claims to run—then mark what is current, orphaned, or missing before a review window opens.
From HK$48,000 · 10 business days
Open the inventory briefRelated audits you can request
Informational pricing only—no payments are processed on this site.
- Policy Narrative Gap Review Read your written policies against how teams actually operate—so gaps appear in a memo, not during a supervisory interview. HK$62,000
- Evidence Pack Readiness Assemble and stress-test the evidence pack for an upcoming review so your team is not hunting PDFs the night before. HK$55,000
- Documentation Office Hours Monthly review slots so new products and policy edits do not quietly break your audit trail between formal engagements. HK$22,000 / month
What you take home
Owned artefacts—registers, gap memos, pack indexes—not a black-box review that evaporates when we leave.
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A register with owners
Every in-scope document scored for currency and ownership so orphans stop hiding in shared drives.
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Gaps with citations
Where policy and process disagree, the memo points to tickets, screenshots, and interview notes—not vague advice.
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A pack you can refresh
Evidence indexes and runbooks your compliance lead can rerun before the next partner or examiner cycle.
“We thought our AML procedure was current. The inventory showed three versions and no owner for the escalation annex—fixed weeks before the bank review.”